On security market, nowhere is not in inside information, always have audacious person risk danger in desperation. This picket inside trades the Liu Kuifeng of experience case person of the case can get inside information, the post that is based on its to work in government of the Anhui province just about is convenience. Next Liu Kuifeng sibling 2 people inside trades to gain profit only trifling 26063.58 yuan, be fined 150 thousand yuan instead.
On April 29, meeting Jiangxi superintendency bureau issued Chinese card watch an administration punishment decides a book, one picket the inside 2016 trades the record is public at numerous.
Punishment decides the book shows, jiangxi superintendency bureau trades to inside of Liu Kuifeng, Liu quick Inc. of group of automobile of Anhui river the Huaihe River (abbreviation: Car of river the Huaihe River, stock code: 600418) one case had the share investigation of put on record, cognizance. This case already was investigated now, cognizance is terminative.
Bureau of Jiangxi card inspect maintains Liu Min, Liu Kuifeng to all form inside to trade behavior, among them Liu Kuifeng assumes main responsibility. Confiscate Liu quick inside to trade " car of river the Huaihe River " the stock violates earning 5064.08 yuan, Liu Min and Liu Kuifeng collective inside trade " Jiang Huai car " the stock violates earning 20999.5 yuan, add up to confiscate " Liu Min " negotiable securities account violates earning 26063.58 yuan.
In addition, alone to Liu Min inside trades behavior department fines with 30 thousand yuan, collective inside trades behavior department fines with 20 thousand yuan, aggregate coexist fines 50 thousand yuan, collective to Liu Kuifeng inside trades behavior department fines with 100 thousand yuan. Sibling 2 people are aggregate fine 150 thousand yuan.
The formation of inside information and open
Car of river the Huaihe River puts forward to pass aggrandizement and masses car in business development process (China) investment limited company (China of masses of the following abbreviation) collaboration promotes company development. 2016 first half of the year, both sides strengthens collaboration to begin make an on-the-spot investigation on the spot, talk for many times negotiation and undertake the gender is analysed can grinding.
On April 15, 2016, car of river the Huaihe River is preliminary drafted joint-stock collaboration memo. After this both sides undertakes consulting with respect to memorandum item all the time.
On June 11, 2016, car of river the Huaihe River holds seminar of project work program, the decision looks into project approving decision-making council, project coachs committee and each project are advanced formally group.
On August 12, 2016, principle of president of car of river the Huaihe River agreed with the joint-stock collaboration memorandum that project group submits.
On August 26, 2016, masses headquarters held a board of directors to agree with the cooperative plan with car of river the Huaihe River, both sides negotiates the time that signs joint-stock collaboration memorandum formally.
On September 6, 2016, car of river the Huaihe River signs joint-stock collaboration memorandum in Woerfusibao and masses China. That day afternoon, the company applies for to stop a card to Shanghai stock exchange.
On September 7, 2016, because share of car of river the Huaihe River plans to sign the cooperative memorandum book that has main effect to the company to stop a card.
On September 8, 2016, the company issues the announcement that signs joint-stock collaboration to forgive memorandum with masses China, the prospect that shows both sides to establishing a new joint ventures with respect to domain of car of new energy resources and feasibility undertake assessment, decide inside 5 months after striving to be signed in memorandum and sign formal agreement.
Afore-mentioned joint-stock collaboration forgive the subscription of memorandum to will produce main effect to the company, accordingly, declared of place of car of river the Huaihe River and masses China sign joint-stock collaboration to forgive memorandum to belong to " negotiable securities law " the 67th the 2nd major event that the paragraph sets the 2nd times, belong to before company announcement " negotiable securities law " the 75th the 2nd inside information that the paragraph provides the first times. The formation of this inside information is later than on August 12, 2016, make public on September 8, 2016.
Liu Kuifeng uses information of inside of functionary advantage know
Car of river the Huaihe River appeared in the newspaper to government of people of the Anhui province on August 30, 2016 " sign up for car of < Jiang Huai and masses car about turning joint-stock collaboration forgets fully > urgent ask for instructions " (river steam accuses do 〔 2016 〕 118) , allude in article " arrange according to the project, at the beginning of September, both sides will be signed in headquarters of German masses car forgive memorandum " , adjure government of people of the Anhui province will " joint-stock collaboration equipment forgets Jiang Huai car and masses car " turn general office of newspaper the State Council. After incoming dispatches of general office of government of people of the Anhui province, allow to save Liu Kuifeng of staff member of governmental general office to be dealt with at was being participated in on August 31, 2016 when.
Liu Kuifeng learns because of working relationship this inside information, be " negotiable securities law " the 74th inside information insider of the 7th regulation.
But Liu Kuifeng was not tight-mouthed to this message, be in instead in information of the inside at the beginning of September 2016 sensitive period inside with the little sister Liu Min exists for many times communication contact. "Liu Min " negotiable securities account comes to never had traded in August 2016 from January 2015 " Jiang Huai car " stock, came to will be centered however on September 5 on September 1, 2016, buy this share in great quantities, trade the quantity is more than apparently trade daily, ju Liukui maple place once bankroll turns into negotiable securities account to be bought instantly " Jiang Huai car " stock, trade very decisive.
"Liu Min " negotiable securities account is in inside information is sensitive period inside trade " Jiang Huai car " the dot when the stock and information of inside of Liu Kuifeng know, Liu Kuifeng turns " Liu Min " be identical of height of change of capital of negotiable securities account. "Liu Min " negotiable securities account trades " Jiang Huai car " stock action is apparently unusual. Party is right this second trade " Jiang Huai car " stock action did not offer logical explanation.
Sibling inside trades to gain profit only 26 thousand yuan are punished 150 thousand yuan
Guo Taijun installs negotiable securities Hefei to grow business ministry of Jiangxi road negotiable securities " Liu Min " negotiable securities account is opened on January 3, 2001, account of this negotiable securities operates factitious him Liu Min actually.
Came on September 2, 2016 on September 5, liu Kuifeng undersell its oneself stock of negotiable securities account gets fund, raise money external, add up to to turn into capital to account of bank of Liu Min agriculture 500 thousand yuan, among them 100 thousand yuan of capital turn by account of Xing Mou static bank, what for Liu Kuifeng Xiang Pengyou borrows fund. Classics of afore-mentioned 500 thousand yuan of capital " Liu Min " tripartite of correspondence of negotiable securities account puts tubal bank account to turn again with day Zhang is entered " Liu Min " account of negotiable securities capital.
Came on September 1, 2016 on September 5, liu Min is operated through this person mobile phone " Liu Min " negotiable securities account, own reserves of the individual in use account is total buy " Jiang Huai car " stock 3000, involve clinch a deal amount 34, 690 yuan. Up to on January 16, 2017, 3000 " car of river the Huaihe River " the stock already sold entirely piece, gain profit 5064.08 yuan.
Came on September 2, 2016 on September 5, liu Min is operated through this person mobile phone " Liu Min " negotiable securities account, 500 thousand yuan of fund that uses a few own reserves and Liu Kuifeng to offer is total buy " Jiang Huai car " stock 43 thousand, involve clinch a deal amount 501, 815 yuan. Up to on January 16, 2017, 43 thousand " car of river the Huaihe River " the stock already sold entirely piece, gain profit 20999.5 yuan.
The fact that violates act according to party, property, clue and society endanger degree, according to " negotiable securities law " the 202nd regulation, bureau of Jiangxi card inspect decides:
Confiscate Liu quick inside to trade " car of river the Huaihe River " the stock violates earning 5064.08 yuan, Liu Min and Liu Kuifeng collective inside trade " Jiang Huai car " the stock violates earning 20999.5 yuan, add up to confiscate " Liu Min " negotiable securities account violates earning 26063.58 yuan; Alone to Liu Min inside trades behavior department fines with 30 thousand yuan, collective inside trades behavior department fines with 20 thousand yuan, aggregate coexist fines 50 thousand yuan, collective to Liu Kuifeng inside trades behavior department fines with 100 thousand yuan.
