Bureau of local card inspect is increasing the superintendency strength of pair of illicit collect fund. Recently, insight of rarely of bureau of Qingdao card inspect is in charge of high to collect of same family property and its responsibility give 3 pieces to punish sheet.
This " in action " the company is limited company of investment of Qingdao vessel and large (next weighing " vessel and large investment " ) , in the spot examination of bureau of Qingdao card inspect, the partial information that this company is signed up for to send by fish is not truthless, accurate, generation of equity of company shareholder existence opposes action, financial business accounting is non-standard etc violate compasses act. Final, vessel and large investment and two responsibility are in charge of high all be issued by bureau of Qingdao card inspect caution cases.
Punish sheet to involve " two blames "
Case according to caution, vessel and large investment basically involve " two blames " :
It is to did not fulfil honest credence obligation, invest fund trade association to Chinese negotiable securities (next weighing " in base assist " ) the partial message that the newspaper sends is not truthless, exact, generation of partner existence equity opposes action.
2 it is to fail scrupulously and respectfully fulfil his duty to defend, fulfil careful and assiduous obligation. Company financial business accounting is non-standard; At present only legal representative holds company staff concurrently general manager, wind accuses chief inspector, financial staff 3 people, the company organizes framework and Xiang Zhongji actually assist system of control of venture of the investment management that the newspaper sends, operation not agree with.
Bureau of Qingdao card inspect thinks, vessel and large invested afore-mentioned behavior to disobey " fund of illicit collect investment controls government temporary measure " (next weighing " method " ) the 4th, the 25th regulation. Basis " method " thirtieth 3, adopt those who issue caution letter to superintend measure to vessel and large investment.
Allege dimensions " 500-999 person "
Beijing is filled with division (Guangzhou) He Jun of lawyer of major of fund of collect of senior partner, illicit is accepting attorney office " international finance signs up for " when the reporter interviews, express: "Person of management of illicit collect fund should have accord with management condition and perfect organization framework, reasonable moving wind accuses, inside control spends a necessary tall canal and employee. Will tell commonly, be in at least 5-7 person above. Vessel and the employee number that large invests do not accord with a requirement apparently, and Xiang Zhongji assist the information that recommend is not truthless, accurate. And Xiang Zhongji assist the information that recommend is not truthless, accurate..
" international finance signs up for " the reporter inquires discovery, before a month, vessel and large investment ever hired a net to release information of invite applications for a job in hunt, the post of invite applications for a job includes general manager assistant and investment assistant director.
In addition, BOSS hires a net to show continuously, vessel and large investment are in chief inspector of sale of invite applications for a job (finance) with orgnaization client manager (finance) . But, in company brief introduction, vessel and large investment allege company dimensions is 500-999 person, in this and caution case " at present only legal representative holds company staff concurrently general manager, wind accuses chief inspector, financial staff 3 people " view photograph goes very far.
Stranger is, the reporter is in in base assist on government-owned net, had checked those who be less than vessel and large investment to put on record information. Analysis of a personage inside course of study thinks, this company or already cancelled register.
Equity generation is held did not announce
Be issued besides the company caution cases, vessel and two responsibility that large invests are tall Guan Yinan demit its blame.
Bureau of Qingdao card inspect points out, hu Da serves as company legal representative and general manager, Li Yong to accuse inspector general as company wind, to the company afore-mentioned problems have direct responsibility, disobeyed " method " the 4th regulation, fail to scrupulously abide by professional morality and behavior standard.
Basis " method " thirtieth 3, bureau of Qingdao card inspect divides the Hu Da that be opposite and Li Yong to give caution.
Notable is, the equity generation that Hu Da and Li Yong are vessel and large investment at the same time holds a person, hold respectively 70% with 30% . Nevertheless, vessel and large investment did not send telegram of this one circumstance in base assist.
"Administer a regulation according to law, code and autonomic sex, place of partner of supervisory of illicit collect fund occupies equity to involve the materiality issue such as effective control person, reason generation is held must undertake announcing. " He Jun expresses, in base assist general meeting is forbidden generation of equity of supervisory of illicit collect fund opposes action, detailed exposure ought to have in book of opinion of the law that register.
Weather eye is checked show, vessel and large investment held water in September 2017, main scope of operations includes equity to invest management, with own reserves investment, asset management, poineering investment, investment seeks advice (blame negotiable securities kind business) . This company's first legal representative is Zhang Heng, change was Hu Da in November 2017.
International finance signs up for reporter Jiang Jinli
" international finance signs up for " financial center you will explode makings!
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