Risk control regards futures as the company important advocate one of course of study, its importance is self-evident. And western futures was disobeyed however " futures firm supervises administrative measure " relevant provision. Recently, bureau of Shaanxi card inspect is right western futures limited company is adopted instruct correct measure, because wind does not accuse to reach the designated position,basically be, security of data of the catastrophic backup establishment that did not build important information system, existence runs hidden danger.
Western futures - the 9 asset management such as date plan Long Qixin fail to carry out wind effectively to accuse measure
Recently, net of official of bureau of Shaanxi card inspect is released first " about be opposite western futures limited company is adopted instruct the decision that corrects measure " , mention among them, via checking, existence of futures limited company violates compasses act below western:
Asset runs business. Western futures - Long Qixin 9, western the early-warning that 12 two asset management plan strategy of futures scene Tang Duo, stop caustic, trade to be spent centrally wait for risk monitoring to rely on to go up only, the risk makes identify artificially after closing quotation afternoon, did not bring into wind to control a system, did not install wind to accuse threshold values, fail to carry out wind effectively to accuse measure. Disobeyed " futures firm supervises administrative measure " the 46th, " business of management of futures company assets is pilot method " the 24th regulation.
Xi'an coterie of a finance and economics person Mr Sun analysis, will look according to the circumstance, should be its risk control does not reach the designated position this piece, risk control regards industry of negotiable securities futures as one of most main business, it is this industry undertakes dovish management premise.
China business newspaper inquires discovery, news of network of official of futures limited company shows western, this company registers capital 500 million yuan, it is exchange of Chinese finance futures trades settle accounts member, the sources of energy of international of member of exchange of futures of commodity of Shanghai, Dalian, Zhengzhou, Shanghai trades central member. The company basically is engaged in futures investment seeking advice, the broker representative business of sale of futures asset management, fund and financial futures, commodity futures.
To verify understanding condition, on December 3 afternoon, china business signs up for the connection means that the reporter announces according to net of this company official, dial a telephone, after putting through, the specification covers requirement and topic, the hope gets timely response, record of a staff member fell to contact means. End nevertheless before distributing news dispatches, of short duration did not receive a response.
China business signs up for a reporter to notice, the government-owned net of futures shows western, company course is built for years and accumulate, the IT that futures built to be based on ITIL optimal practice western carries peace keeping serves administrative group, perfect IT carries the relevant flow system such as development of dimension management, risk management, system, service government and project management.
"However, do not accuse this to reach the designated position because of wind however by caution of card inspect bureau, contradict apparently with the introduction of the company. " before narrate Mr Sun to say.
Existence data security runs hidden danger
Disobey industry of negotiable securities futures relevant provision
Bureau of Shaanxi card inspect says, futures IT carries dimension manages respect existence problem western. It is to was not built with computer room of city or equipment of different ground calamity, did not build the catastrophic backup establishment of important information system, disobeyed " safety of news of industry of negotiable securities futures ensures administrative measure " the 27th regulation; 2 it is data management the job is not strict according to " western backup of data of system of technology of futures limited company and medium management system " carry out, data and memory medium did not undertake adding close processing, the attune of data is read, transmit, belt from without register accordingly, examine and approve flow, the duplicate, inquiry of data, use did not undertake desensitization, existence data security runs hidden danger, disobeyed " safety of news of industry of negotiable securities futures ensures administrative measure " the seventeenth regulation.
China business signs up for a reporter to see, the government-owned net of futures shows western, the technical management system that its weigh its are complete guarantees company information system effectively smooth safety is run, promote systematic performance, contented market demand ceaselessly through technical innovation, change for orgnaization client and program trade the client offers personalized major to serve.
Personage of analysis of firm of a futures expresses this locality, futures regards an operation as dimensions of dovish, actual strength western possible still futures firm, did not think of to be in actually really hidden trouble of existence of data security aspect and careless omission. If data appears problem, hard to avoid causes certain effect to the client, how to provide comprehensive asset management for the client service and extremely fast trading professional IT solution?
Card inspect bureau asks this company within a definite time is rectified and reform
This locality does not wish the futures of sign one's name represents from trade public figure, from the bulletin content looks to basically involve wind to accuse to wait with data safety administration, these are to follow a client closely related, need is responsible to the client.
This message of net of official of bureau of Shaanxi card inspect also is mentioned, according to " futures firm supervises administrative measure " the 87th, " business of management of futures company assets is pilot method " the 45th, " safety of news of industry of negotiable securities futures ensures administrative measure " fiftieth regulation, this bureau decision is adopted to this company instruct deadline to correct supervisory government measure. This company ought to be in since the day that gets this decision book inside a month finish rectify and reform, refer to this bureau written rectify and reform a report.
If be opposite this supervising to manage measure disaffected, indrawn China negotiable securities can rise 60 days to supervise administrative committee to put forward administration to reconsider application in the day that gets this decision book, also can be since the day that gets this decision book 6 months introversion has jurisdictional people court to lodge a complaint. Reconsider with lawsuit during, afore-mentioned supervisory government measure do not stop to carry out.
The personage inside course of study thinks, futures regards the negotiable securities futures of Shaanxi this locality as the company western, larger force is had in this locality, this word is right western more or less does the figure of futures firm bring a few negative effects. China business signs up for reporter Huang Tao
