"Low cost " wind accuses be economical to visit wrong place, negotiable securities of the East Chi

Recently, negotiable securities of the East China Sea closes because of headquarters compasses administrator scale does not accord with a requirement to be adopted to instruct by bureau of Jiangsu card inspect correct measure.

According to exposure, negotiable securities of the East China Sea is suspected of violating the circumstance of compasses to be, headquarters of negotiable securities of the East China Sea adds up to what the concerned field work such as negotiable securities of 3 years of above, finance, law, accountant, IT has to experience in regulation branch compasses administrator amount holds proportion of gross of headquarters staff member under " stockjobber adds up to compasses management to carry out how-to " the 27th in the of 1.5% scale of the requirement.

If set according to the scale of 1.5% , headquarters of negotiable securities of the East China Sea adds up to what the concerned field work such as negotiable securities of 3 years of above, finance, law, accountant, IT has to experience in regulation branch compasses administrator amount should have 26 at least.

But, negotiable securities of the East China Sea has eligible aptitude add up to compasses management strength to did not achieve this one requirement.

In fact, negotiable securities of the East China Sea is punished to be from October 1, 2017 " stockjobber adds up to compasses management to carry out how-to " (the following abbreviation " how-to " ) since carrying out, because close compasses the first when regulation of administrator scale disagreement is punished.

" how-to " it is afterwards 2008 " stockjobber adds up to compasses management try out to set " later, association of negotiable securities trade closes to certificate business again compasses have a standard, refined further add up to compasses management to add up to compasses management each duty, clearly to ensure mechanism, assessment to ask duty of mechanism and subsidiary level add up to compasses management to ask to wait.

Close in stockjobber compasses administrator ensures a respect, " how-to " regulation, stockjobber headquarters adds up to what the concerned field work such as negotiable securities of 3 years of above, finance, law, accountant, IT has to experience in regulation branch compasses administrator amount holds proportion of company headquarters staff member ought to not under 1.5% , and must not little at 5 people.

In addition, stockjobber ought to ensure the reasonable budget that joins staff of regulation branch personnel, allow to close compasses chief inspector and join regulation branch foundation circumstance of danger of company business zephyr, adjust relevant budget fixed or in time. Set at the same time, stockjobber is engaged in the business section such as bank of self-supporting, investment, bond, staff member number reachs the branch of above and headquarters of stockjobber different ground to wait in 15 people, ought to deploy full-time to close compasses administrator.

"This scale requirement is good target really. Some company leaders take seriously on the mouth, but do not fulfil reach the designated position, was punished only just have a feeling. " business of Beijing some certificate closes compasses management department general manager tells 21 centuries economy reports a reporter, "Close compasses it is superintendency important grasper, add up to regulation staff, pay, safeguard to be not fulfilled, the company is driven very hard dovish combine plan development. The company is driven very hard dovish combine plan development..

"Joining compasses government is job of inspection of superintendency layer key all the time, estimation is about to check this year close compasses is how-to fulfil a circumstance. " this personage expresses.

Be aimed at this punishment, respect of negotiable securities of the East China Sea expresses, the company superintends measure height to take seriously to afore-mentioned administration, the requirement complements in time and adjust personnel configuration to superintend a requirement in order to accord with, the company will be managed in sequel in enhance administrative strength, close legally compasses manage.

"Card inspect bureau came over to check March raised this question, we had begun to rectify and reform at that time, had rectified and reform at present end, awaiting superior to check and accept. " on April 15, negotiable securities of the East China Sea tells 21 centuries about the personage economy reports a reporter, "Specific means is interior is adjusted, bring the personnel interior that casts a ministry to have aptitude into play to join compasses department. Bring the personnel interior that casts a ministry to have aptitude into play to join compasses department..

According to its annals was announced 2018, the firm closes compasses wind to accuse investment to basically include: Add up to compasses wind to accuse to relevant system is purchased and develop defray, add up to compasses wind to accuse a department day-to-day operation expenses and add up to compasses wind to accuse personnel investment to wait. 2018, the firm closes compasses wind to accuse to throw amount to be thirty-four million five hundred and fifty-eight thousand yuan.

House leakage slants meet rain of the same night.

At the same time because add up to compasses government issue to be superintended,compartment is the layer is punished, at the same time the outstanding achievement expression that compartment is shrink of the year after year in annals.

Become with respect to what be punished a decision in negotiable securities of the East China Sea by bureau of Jiangsu card inspect night, on April 11, the company is announced year reported 2018.

Data shows, the company reports period inside realize business income 1.492 billion yuan, glide compared to the same period 24.19% ; Implementation puts in parent net profit 's charge seventy-eight million six hundred and eighty-four thousand six hundred yuan, glide compared to the same period 81.94% .

This already was negotiable securities of the East China Sea puts in parent net profit 's charge 3 years to glide continuously. Came 2016 2018, negotiable securities of the East China Sea puts in parent net profit 's charge to glide compared to the same period extent is respectively 75.49% , 2.75% , 81.94% .

In light of branch business, 2018 negotiable securities of the East China Sea in Wu of 6 great undertaking, outside growing compared to the same period except implementation of business income of futures broker business, business of negotiable securities manager, credit deals the business income of self-supporting business all is business, investment bank business, asset management business, negotiable securities to glide compared to the same period.

Because its Central Plains includes Shanghai is deep 2018 two city drop considerably, vivid jerk, clinch a deal the quantity glides; Annual company is core with fluidity control, aggrandizement interior manages, normative business flow, advance business transition, bring about asset management scope to drop; Home was faced with 2018 severe superintend reach risk of high debt city, the company is strengthened cast canal of industry Wu risk to accuse, equity, bond bear sell dimensions to issue demote somewhat.

From bear sell a circumstance to look, 2018 bond of negotiable securities of the East China Sea always bear sell only 21, relatively 2017 shrink half, bear sell amount to glide compared to the same period 34.33% ; Photograph comparing rises, new issue advocate bear sell a frequency to be 1 times, was 2 times 2017, but bear sell amount to change not quite.