On April 26, inspect bureau releases card to trade to Zhang Shaobo inside lawfully a protruding be equal to case make administration punish, confiscate its to violate earning 25.85 million yuan, be in with 77.56 million amerce.
In the case, zhang Shaobo invests fund management limited company in 5 oxen equity (the following abbreviation " 5 oxen fund " ) plan to buy a protruding be equal to inside information is sensitive period inside, as frequent as inside information insider contact, account of effective control other trades a protruding be equal to, trade action is apparently unusual.
Before this, shanghai superintendency bureau traded to Zhang Shaobo inside on April 2 a protruding be equal to stock proposal releases administration to punish decision book, zhang Shaobo was combed in punishing a book the time line that inside traded 2015.
In July, 5 oxen fund and consistent action person begin to trade centrally through the stock exchange the system buys a protruding continuously be equal to, in August, 5 oxen fund in succession to sit a meeting and write discuss buy a protruding be equal to, on August 21, what Han Mou receives 5 oxen fund to issue is intended buy a protruding be equal to " be equal to protruding be equal to the analysis reports 150821 " , on December 28, some waits for 5 oxen fund and delicacy to be signed formally make over an agreement, obtain a protruding be equal to 8.84% share, on January 20, 2016, be equal to protruding be equal to accuse a partner change to be 5 oxen fund, change of effective control person is Han Mou.
During superintendency investigation, zhang Shaobo and its agent ever had argue one's case, but after passing check, superintendency bureau expresses, 5 oxen fund and consistent action person trade " be equal to protruding be equal to " the process is 2 class market buy add an agreement to buy two kinds of means appear on the market the company controls right, and rather than is merely with appear on the market the company accuses a partner to do business, bring about then appear on the market the company controls authority happening change. The information of party know ought to be 5 oxen fund buys a protruding be equal to control counterpoises, and rather than is hold merely " be equal to protruding be equal to " the partner of 5% above share controls a person actually perhaps hold a circumstance to produce bigger change.
2 it is 5 oxen fund buys a protruding be equal to in particular procedure, since July 2015, consistent action person begins 5 oxen fund to be bought on 2 class market " be equal to protruding be equal to " , the regular meeting that department of investment of negotiable securities of 5 oxen fund will hold on August 3 already concealed is bought now appear on the market the intent of the company. Zhang Mou of chief of department of investment of negotiable securities of 5 oxen fund will send Han Mou on August 21 " be equal to protruding be equal to the analysis reports 150821 " have the essence that buys program content, have executable sex, form those who buy " motion " . Once this plan is made public, the investment that affects rational investor possibly is decision-making reach stock price, this information has great sex.
3 it is Zhang Shaobo and inside information insider the contact before inside information makes public Han Mou is frequent, trade action is apparently unusual, integrated each advocate objective proof, can maintain Zhang Shaobo control to use " Zhang Mou graceful " negotiable securities account and " Huang Mou is beautiful " negotiable securities account undertook inside trades behavior.
The seven below banner of seven finance and economics hears a net to understand, be equal to protruding be equal to in signing up for 2018, show, company battalion receives 1.101 billion yuan, grow 528.68% compared to the same period; Vest in appears on the market the net gain of company shareholder 20 million yuan, grow 6.57% compared to the same period.
Annals still alludes card inspect can was opposite 2017 a protruding be equal to those who make " administration punishs a book " , maintained a company to disobey among them " negotiable securities law " the 63rd concerned regulation, make illegal conduct. On March 17, 2019, classics board of directors has been approved affirmed the defray outside predicting to be in debt and do business makes an appointment with 17 million yuan.
Notable is, there is media coverage to say before this, be equal to protruding be equal to former partner Xian Yan is involved many cases violate compasses trade to be met to punish by card inspect, current, be equal to protruding be equal to solid accuse a person to also negotiable securities is violated compasses.
2015 bureau of Shanghai card inspect ever issued condemnatory book, silver-colored fortune of group of pilot comfort trade, sea is in Han Hongwei east of buying and selling is silver-colored 2013 in the process of astral stock, did not disclose hold by the regulation relevant stock information, the fund of conduct financial transactions that uses employee account to use comfort trade group trades stock of Oriental Yin Xing, gain profit millions yuan. Sea silver-colored fortune is punished to do not have nearly 5 million, han Hongwei is given to warn, be fined 50 thousand.
Abundant of king of Han grandiose spouse ever also received bureau of Henan card inspect to superintend case. Be in a protruding be equal to before, sea silver department ever still moved card east silver-colored bit. There ever had been business during Wang Pei holds share of Oriental Yin Xing because of be being added in comfort trade group of this company stock trade record, be pointed to to be suspected of violating compasses undertake short line trades.
