A few days ago, website of the silver-colored meeting that keep watch announced China the administrative punishment that bureau of Henan silver-colored inspect gives birth to branch of bank Inc. Zhengzhou to Chinese civilian decides a book. Decide the book shows, existence of branch of Zhengzhou of Inc. of Chinese civilian unripe bank violates compasses conduction bill to turn the irregularity of discount business violates compasses fact.
Bureau of Henan silver-colored inspect expresses, according to " standard of bill of People's Republic of China " the 10th, the 27th; " commercial banking law of People's Republic of China " fiftieth 4, fiftieth 5; " commercial bank built-in control is how-to " the 22nd; " banking of People's Republic of China controls administrative standard " the 46th (5) , total to branch of Zhengzhou of Inc. of bank of Chinese the people's livelihood fine 1 million yuan.
The data that the silver-colored meeting that keep watch published recently shows, this year first half of the year, coexist punishs banking finance orgnaization 798, punish do not have 1.43 billion yuan of; to punish responsibility person 962 people, fine 30.26 million yuan among them, cancel 175 people to till banking of all one's life holds a post from course of study and tall canal,be restricted regularly qualification. According to the circumstance punishing sheet first half of the year, blue whale finance and economics discovers, note business is one of superintendency keys.
As we have learned, note business violates the type of compasses to include to violate compasses deal with without business of bank acceptance of true commerce setting; Violate compasses deal with not with trade adversary face autograph, do not see the not bill, contributive gold, bill that does not endorse turns discount " detailed list trades " business; Violate compasses through " spot sells + buy return carry out + long-dated buy outright " , the holiday is bought outright or sell, add counter-purchase the means such as operation of order of acceptance, retrace, ; of avoid superintendency requirement violates collaboration of broker of compasses and bill intermediary, fund to begin note business or bill to trade etc.
The personage inside Ceng Youye expresses to blue whale finance and economics, bill is violated compasses send a domain high to superintend punishment, or concern with illegal cost on the low side.
