On January 29, meeting website announced card inspect 20 models violated card prison customs officer 2020 case, among them finance affairs builds exposure of false, information to break the law violate compasses it is heavy disaster area.
One, Kang Dexin finance affairs makes feigned case. This case department appears on the market together successive and old finance affairs creates the company false typical case. 2015 to 2018, inc. of group of Kang Dexin composite material makes up empty of false contract, receipt increases income and cost cost, accumulative total empty increases profit 11.5 billion yuan. This case makes clear, financial fraud plays havoc with the market sincere letter foundation and investor confidence, play havoc with information to announce the earnest sex of the system, superintendency branch is determined lawfully from severe investigate appear on the market company finance affairs makes the malign illegal conduct such as the holiday.
2, finance affairs of industry of Kang Mei drug makes feigned case. This case department appears on the market together company systematization finance affairs makes false typical case. 2016 to 2018, inc. of industry of Kang Mei drug controls person, president actually to wait to leave and distort through empty bill of value added tax, falsify bank invoice, accumulative total empty increases monetary capital 88.7 billion yuan, empty increases income 27.5 billion yuan, empty increases profit 3.9 billion yuan. This case shows, appear on the market what company financial information announces is true, accurate and complete the foundation that is market health development, thing of person of large stockholder, effective control and trustee, inspect, senior administrator should speak true, do true Zhang, safeguard information to announce the earnest sex of the system.
3, finance affairs of river deer island makes feigned case. This case department appears on the market together company " eat one's corn in the blade " , adjust the malign fraud case of profit. Inc. of group of river deer island (island of abbreviation river deer) little newspaper in those days scallop is collected catch maritime space, little plan cost, empty is added 2016 profit; Will spend with the year before last year subsequently had collected catch but not the false inventory of carry forward cost is one-time cancel after verification, empty is decreased 2017 profit, successive two years of financial reports are serious inconsistent with the facts. This case makes clear, appear on the market company finance affairs builds false backside is legal person processing vacancy, inside accuse to manage a disorder, must control thing of person and trustee, inspect, senior administrator squeezing ramming large stockholder, actually to wait " crucial minority " legal liability.
4, complementary exposure of news of benevolence drug industry breaks the law violate rule proposal. This case fastens large stockholder and correlation one case to just be not management sex for a long time to take up appear on the market the typical case of company capital. Came 2015 2018, complementary Inc. of pharmacy of group of benevolence drug trade (abbreviation complementary benevolence drug industry) large stockholder and its correlation just are not management sex for a long time to take up complementary benevolence drug industry and subsidiary capital, period end remaining sum is 410 million yuan respectively, 580 million yuan, 470 million yuan mix 1.34 billion yuan, complementary in benevolence drug industry did not report in relevant year and recombining a file, announce lawfully. This case makes clear, in appearing on the market to control person ignore company large stockholder, actually small shareholder rights and interests, long-term and wanton take up appear on the market company capital, be sure to be punished severely by law.
5, state information exposure violates Kaidisheng violate rule proposal. This case department appears on the market together company letter wraps around violate typical case. Kaidisheng Inc. of state environment science and technology (abbreviation Kaidisheng voice) not was in Chen Yilong was announced to control Kaidisheng actually in annals 2017 voice reachs his the important fact of large stockholder, conceal related to Chen Yilong the more than yuan 10 correlation between the company trades, form associated Fang Fei to manage a gender to take up capital 880 million yuan. This case makes clear, appear on the market to control a person company large stockholder, actually to must fulfill legal information strictly to disclose obligation, must not conceal correlation to trade painstakingly, the know the inside story of small shareholder in enroach on counterpoises.
6, finance affairs of Oriental gold hard gold makes feigned case. This case department appears on the market together the typical case making a holiday of company dummy business. Came 2016 2018 first half of the year, inc. of Oriental gold hard gold does business to finish the outstanding achievement index such as total of income, profit, forge emerald original rock to purchase, sale contract, control 19 banks account to forge purchase, sale capital come-and-go, profit of accumulative total fiction 360 million yuan. This case makes clear, appear on the market company systematization finance affairs builds false serious effect to appear on the market company quality rises, investor of serious enroach on closes right increase, be cannot the superintendency of lay a finger on " high tension line " .
7, elegant this chemical information exposure breaks the law violate rule proposal. This case department appears on the market together during epidemic situation of company new coronal " loiter heat " , violate case of type of compasses exposure news. In Feburary 2020, elegant this chemical Inc. announces subsidiary for many times to fight epidemic disease body is main among relevant medicine supplier, the client is sold outside dummy churchyard 7, was 9.68 million yuan to fact of relevant 2019 sales revenue 2017, exaggerated for 11, 5.48 million yuan, market share 15%-20% . This case makes clear, "Loiter heat " , exaggerate is serious misdirect investor, should grant to punish severely lawfully.
8, finance affairs of long garden group makes feigned case. This case department appears on the market together the typical case that the company buys the finance affairs of mark to make a holiday. Inc. of group of long 2016 garden (group of abbreviation long garden) buy limited company of science and technology of intelligence of long garden Heying (He Ying of abbreviation long garden) 80% equity. Fulfil outstanding achievement commitment to make grow garden and eagle, by when the sale outside holding the post of president to organize dummy sea, ahead of schedule, repeat affirm income, accumulative total empty increases profit 300 million yuan. This case makes clear, to appear on the market company infuse " toxic substance " , harm investor interest badly, recombine participate in each to all just should assume corresponding responsibility.
9, in be good at net farming finance affairs makes feigned case. This case is new 3 board company finance affairs makes false typical case. In Xiamen be good at net farming Inc. is used violate compasses affirm income, dummy client answers the method such as sheet of paragraph, fictional deliver goods, came 2016 accumulative total is dummy 2017 income 160 million yuan. In the meantime, this company still exists to did not announce correlation to trade by the regulation reach associated square capital to take up wait for illegal behavior. This case makes clear, new 3 board hang out one's shingle the company should ask strictly according to the processing of public company, fulfill information to disclose obligation lawfully, scrupulously abide by combine compasses bottom line.
10, information exposure violates Shi Yibing violate rule proposal. This case department controls a person actually to incite together appear on the market the typical case that the company violates compasses exposure. Came in January 2019 March, 10 thousand amount to information Inc. (abbreviation 10 thousand amount to information) Shi Yibing of effective control person, incite will 10 thousand amount to information and subsidiary accumulative total more than yuan of 7.4 capital delimits turn to correlation square, adjust accountant course to give conceal, shi Yibing is punished by administration. This case caution, appear on the market the company controls a person actually to abuse the driver's seat, incite sb to do sth, direct appears on the market the company violates compasses letter to wrap around, should grant to punish severely lawfully.
11, exposure of information of bond of bird of riches and honour breaks the law violate rule proposal. This case fastens bond one case to state typical case phonily. Inc. of bird of riches and honour is in bond " bird of 14 riches and honour " and " 16 riches and honour 01 " in collect manual, conceal 1.3 billion yuan respectively, 2.4 billion yuan assure external, divert collect capital is used at buying manage to belongings is tasted or pursue financing short-term loan. This case makes clear, bond publisher should abide by information strictly to announce a system, disclose information truely, well and truly, thoroughly, in time with fair land, health of stimulative bond market develops.
12, prevail China place not assiduous and responsible case. This case fastens audit orgnaization one case to fulfill the typical case that audit program is punished not adequately. 2018, beijing is promoted China accountant office weighs aircraft group Inc. for Lin Zhou (serious chance of abbreviation forest city) when offerring annals audit to serve, inspect dish the program was not carried out reach the designated position, did not obtain sufficient and proper audit evidence, bring about did not discover empty increased Lin Zhou serious chance 2017 in build a project 200 million yuan, issue " audit reports " put in false account. This case makes clear, intermediary orgnaization ought to faithful fulfil obligation of the test and verify that check, cogent play " gatekeeper " action.
13, big China institute is not assiduous and responsible case. This case fastens audit orgnaization one case to pay close attention to the typical case that main item is punished not adequately. 2018, plan division office is Dahuahui when Inc. of Ao Ruide photoelectricity offers annals audit to serve, did not return a money to the sale unusual wait for item to give necessary attention, did not discover sales revenue is not accorded with acknowledge a condition, accuse a partner to be not management sex to take up the fundamental condition such as capital, issue " audit reports " put in false account to mix great omit. This case caution, intermediary orgnaization ought to hold necessary professional suspicion and sufficient attention to fraud evidence, severe hold col of quality of course of study, be sure to pay price of deep feeling of grief otherwise.
14, case of account of client of lend of constant peaceful negotiable securities. This case fastens stockjobber one case to offer client capital account, negotiable securities account other to use the typical case that is punished. Came in March 2018 in June, orgnaization of Inc. of constant peaceful negotiable securities trades a some business group offer 35 clients account other to use, constant peaceful negotiable securities and relevant responsibility personnel are punished by administration. This case makes clear, negotiable securities manages an orgnaization ought to cogent strengthen add up to compasses canal to accuse, fulfil account real name to make a demand in the round, build firm market the first line of defence of sincere letter system.
15, the person inside such as Wang Yaoyuan trades case. This case fastens inside of a huge sum one case to trade case. At the beginning of 2015, healthy Inc. of yuan of medical trade group (the following abbreviation is healthy yuan) effective control person plans decrease hold share, introduce new investment square, bark boasts during yuan of as intimate as inside information insider contact, contact, control 21 account to be bought jointly with the relative " healthy yuan " more than yuan 1 billion, gain profit more than yuan 900 million, be punished to do not have more than yuan 3.6 billion. This case makes clear, use inside information to be engaged in trading, harm other investor interest not only, and destroy market fairness to trade order, should grant to punish severely lawfully.
16, the 11 people inside such as Zhang Qiuju trades case. This case fastens inside one case to trade nest case. On May 16, 2017, yi Jian supplies chain management Inc. to announce large stockholder planning change to control right. Hu Mou of inside information insider, Li Mou divulges information the person such as classmate, colleague, friend, doctor to be caused deliver again, bring about 11 people inside to trade to be punished. This case caution, inside information insider is sure to be self restrained careful travel, keep secret, do not be engaged in inside trading or divulge not public information other have nothing to do personnel.
Seventeen, Wu Lianmo operates market case. This case department appears on the market together the company controls a person actually to operate the typical case of our company share price. Kairuide accuses an Inc. (the following abbreviation Kairuide) Wu Lianmo of effective control person came to matched 2016 2015 endowment more than yuan 1.4 billion, hype " Kairuide " share price; Hold at the same time accuse to appear on the market company profit good news releases rhythm to affect share price, gain profit illegally more than yuan 8500, be punished more than yuan 510 million to do not have a paragraph. This case makes clear, appear on the market to control a person company large stockholder, actually to ought to participate in company processing lawfully, drive company focusing advocate course of study, the standard develops, do not lay a finger on operates the illegal red line such as the market.
18, ambitious petrifaction crosses the market to operate futures contract proposal. This case department crosses the typical case that futures spot market operates together. Card inspect can be found out, came in May 2016 in August, ambitious petrifaction limited company (abbreviation is ambitious petrifaction) use capital dominant position, control 18 futures account, buy PP1609 of polypropylene futures contract continuously in great quantities, pass in spot market at the same time buy directly, era collects era to hold wait for means merchandise on hand of much hoard for speculation, production polypropylene demand is exuberant atmosphere, affect futures contract price, be suspected of operating option market commits a crime. In September 2020, the court adjudicates ambitious petrifaction is punished do not have a paragraph 740 million yuan, set term of imprisonment of president Wu Mou punishs gold 4 years 5 million yuan. This case makes clear, operate the market creates false value, cause market wave motion, disturbed market is normal order, superintendency branch carries high-pressured state from beginning to end.
19, Zhao difficult Shen Li trades to be chased after by criminal with not public information duty case. This case fastens fair collect fund one case to be carried out from personnel of course of study " mice storehouse " trading typical case. Card inspect can be found out, came 2013 2017, zhao Jian explain fund management is told in money limited company, on cast Morgan during fund management limited company holds a post, the 4 fund hasten that shares management with its trades together more than yuan 3.9 billion, gain profit illegally 15.23 million yuan, be suspected of crime. In October 2020 Zhao Jian explain the set term of imprisonment that be sentenced by the court 4 years, confiscate illegal earning and punish gold 22.8 million yuan. This case makes clear, asset government industry should strictly observe professional criterion from personnel of course of study, for investor most golden eggs is faithful fulfil administrative obligation, be far from an interest to carry wait for illegal red line.
20, always install a letter to disobey illicit collect fund to supervise formulary case. The typical case that this case ties illicit collect fund one case to manage a person to disobey illicit collect fund to administer a regulation. How to always believe (Tianjin) deregulation of limited company of management of equity investment fund, did not undertake putting on record to fund of 83 illicit collect; Odd a number of investor of illicit collect fund upper limit of more than 200 people; Will intrinsic worth, other belongings and fund worth confuse sth with sth else invest, be punished by administration. This case caution, illicit collect fund reachs his to want to scrupulously abide by from personnel of course of study close legally compasses run a bottom line, height controls oneself, sincere letter is managed.
Origin: Chinese economy net
